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Thorsten Wobig

Attorney-at-law, Specialist Lawyer for Banking and Capital Markets Law, Volunteer Exam Board Member for Financial and Mortgage Advisors.

Thorsten Wobig, Attorney-at-law, Specialist Lawyer for Banking and Capital Markets Law, Volunteer Exam Board Member for Financial and Mortgage Advisors.

About
Thorsten Wobig

Thorsten Wobig is an attorney-at-law, specialist in banking and capital markets law, and serves voluntarily on the examination board for financial and mortgage intermediaries.

Thorsten brings decades of experience and broad expertise in banking and capital markets law. His professional journey began during his studies, with early hands-on experience at a U.S. brokerage firm. He has since worked at several renowned law firms specializing in capital markets law.

Through his work in securities trading, Thorsten encountered compliance early on – a discipline that originated in the financial sector, particularly after the introduction of the Securities Trading Act (WpHG) in the 1990s, which aimed to prevent insider trading and market manipulation.The fast-paced nature of securities transactions, large sums of money, and access to sensitive information make this sector particularly vulnerable.

His deep understanding of legal frameworks and practical compliance allows Thorsten to evaluate legal limits with strategic acumen and find balanced, client-focused solutions that fulfill both regulatory demands and business objectives.

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Thorsten's Expertise

Industries

Finance Sector, Financial Service Providers, Non-Financial Sector

Languages

English, German

Contact Thorsten Wobig for a consultation

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